FinTech Security and Regulation (RegTech) 

1.1 Course & Module 1 Introduction

1.2a Risk & Risk Management (Part 1)

1.2b Risk and Risk Management (Part 2)

1.3a Goals of Security & Regulation (Part 1)

1.3b Goals of Security & Regulation (Part 2)

1.4a What is RegTech? (Part 1)

1.4b What is RegTech? (Part 2)

1.5a What is InsurTech? (Part 1)

1.5b What is InsurTech? (Part 2)

1.6a Do regulations help society? (Part 1)

1.6b Do regulations help society? (Part 2)

1.7a How much security is optimal? (Part 1)

1.7b How much security is optimal? (Part 2)

1.8 FinTech Security and Regulation : Introduction & Overview Summary

Course Outline

Assignment & Grading

Module 1 Quiz

2.1 Introduction to Risk Management & Government Control

2.2 AML & KYC in FinTech

2.3 Interview with the Chief Operating Officer of HSBC Asia Pacific about RegTech

2.4a Government Regulation to Protect Consumers (Part 1)

2.4b Government Regulation to Protect Consumers (Part 2)

2.5a Regulation to Increase Tax Compliance & Control (Part 1)

2.5b Regulation to Increase Tax Compliance & Control (Part 2)

2.6a Insurance, Risk Management, and Controls to Protect Society (Part 1)

2.6b Insurance, Risk Management, and Controls to Protect Society (Part 2)

2.7a Weak Regulations lead to Financial Crisis & Meltdown: AIG case study (Part 1)

2.7b Weak Regulations lead to Financial Crisis & Meltdown: AIG case study (Part 2)

2.8 Risk Management & Government Control Summary

Module 2 Quiz

3.1 Introduction to Fraud, Crimes, & Security

3.2a Cybersecurity- Data and Related Technologies (Part 1)

3.2b Cybersecurity- Data and Related Technologies (Part 2)

3.3a Cybersecurity - Human Related Issues (Part 1)

3.3b Cybersecurity - Human Related Issues (Part 2)

3.4a Digital Forensics & Electronic Evidence Discovery (Part 1)

3.4b Digital Forensics & Electronic Evidence Discovery (Part 2)

3.5a UN Model Law on E-commerce & FinTech (Part 1)

3.5b UN Model Law on E-commerce & FinTech (Part 2)

3.6 Recommendations for FinTech Firms on Cybersecurity

3.7 Fraud, Crimes, & Security Summary

Module 3 Quiz

4.1 Introduction to Global Trends & Government Initiatives in RegTech

4.2a UK Open Banking Initiative (Part 1)

4.2b UK Open Banking Initiative (Part 2)

4.3 USA and European Regulations on FinTech

4.4 Cryptocurrencies & ICO Regulations

4.5 FinTech Innovation by Government - Berkeley ICO

4.6 China Regulations and Restrictions on FinTech

4.7 Hong Kong, Singapore, & Other Markets on RegTech

4.8 Global Trends and Government Initiatives in RegTech Summary

Module 4 Quiz

5.1 Introduction to Final Project

Rate this course