NISM Series-IX: Merchant Banking Certification Examination offered by National Institute of Securities Markets
5.0 /5- Private Institute
- Estd. 2006
NISM Series-IX: Merchant Banking Certification Examination at NISM Overview
Duration | 2 hours |
Total fee | ₹1,500 |
Mode of learning | Online |
Official Website | Go to Website  |
Credential | Certificate |
NISM Series-IX: Merchant Banking Certification Examination at NISM Highlights
- Earn a certificate of completion
NISM Series-IX: Merchant Banking Certification Examination at NISM Course details
- Know the basics of the Merchant Banking in India.
- Understand the functioning of Merchant Bankers related to Issue Management Process, Substantial Acquisition of Equity Shares, Buyback of Equity Shares and Delisting of Shares.
- Know the regulatory environment in which the Merchant Bankers operates in India
- The examination aims to enable a better understanding of various regulations in the Merchant Banking Domain
- The examination also covers knowledge competencies related to the understanding of the financial structure in India and the importance of the different rules and regulations governing the Indian securities market
- The exam will further seek to ensure a basic understanding of various aspects of capital market functions, the processes involved in various functions of registered Merchant Bankers and the regulatory environment in which it operates
NISM Series-IX: Merchant Banking Certification Examination at NISM Curriculum
Introduction to Capital Market
Introduction to Capital Market
Introduction to the Merchant Banking
Concept and Evolution of Merchant Banking
Merchant Banking in India
Regulatory Framework for Merchant Bankers in India
Registration, Code of Conduct & General Obligations of Merchant Bankers in India
Introduction
Registration of Merchant Bankers
Code of Conduct for Merchant Bankers
General obligations and Responsibilities
Redressal of Investor Grievances and SCORES
Issue Management – Important Terms
Understand the various terms related to Offering
Issue Management – Process and Underwriting
Issue Management
Obligations Relating to Issues
Pricing of Issue
Underwriting
Issuance Conditions and Procedures
Minimum Subscription
Allotment, Refund and Payment of Interest
Post Issue Functions, Reporting and Compliance
Issue Management – General Obligations of Merchant Bankers and Due Diligence
General Obligations of Merchant Bankers with regards to Issue Management
Preferential Issue
Qualified Institutional Placement
Rights issue
Indian Depository Receipts
Other Merchant Banking Activities-Mergers, Acquisitions & Takeovers
Mergers, Acquisitions & Takeovers
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Other Merchant Banking Activities – Disinvestment, Buyback of Equity Shares
Disinvestment
Role of Merchant Banker in Buy back of Equity Shares
Role of Merchant Banker in Delisting of Shares
Role of Merchant Bankers in Issue and Listing of Debt Securities
Role of Merchant Banker in Share Based Employee Benefits
Role of Merchant Banker in cases where exit opportunity is required to be given to dissenting shareholders
Role of Merchant Banker in Issue of Securities by SME
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NISM Series-IX: Merchant Banking Certification Examination at NISM Contact Information
Plot No. IS 1 and IS 2,
Patalganga Industrial Area,
Village Mohopada (Wasambe),
Rasayani
Raigad ( Maharashtra)
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