NISM-Series-V-A: Mutual Fund Distributors Certification Examination offered by National Institute of Securities Markets
4.8 /5- Private Institute
- Estd. 2006
NISM-Series-V-A: Mutual Fund Distributors Certification Examination at NISM Overview
Duration | 2 hours |
Total fee | ₹1,500 |
Mode of learning | Online |
Schedule type | Self paced |
Official Website | Go to Website  |
Credential | Certificate |
NISM-Series-V-A: Mutual Fund Distributors Certification Examination at NISM Highlights
- Earn a certificate after passing an exam from NISM
NISM-Series-V-A: Mutual Fund Distributors Certification Examination at NISM Course details
- Know the basics of mutual funds, their role and structure, different kinds of mutual fund schemes and their features
- Understand how mutual funds are distributed in the market-place, how schemes are to be evaluated, and how suitable products and services can be recommended to investors and prospective investors in the market
- Get oriented to the legalities, accounting, valuation and taxation aspects underlying mutual funds and their distribution
- Get acquainted with financial planning as an approach to investing in mutual funds, as an aid for mutual fund distributors to develop long term relationships with their clients
- The certification aims to enhance the quality of sales, distribution and related support services in the mutual fund industry
- Examination fees- INR 1500+
- Exam Duration - 2 hours
NISM-Series-V-A: Mutual Fund Distributors Certification Examination at NISM Curriculum
Investment Landscape
Investors and their Financial Goals
Savings or Investments?
Different Asset Classes
Investment Risks
Risk Measures and Management Strategies
Behavioral Biases in Investment Decision Making
Risk Profiling
Understanding Asset Allocation
Do-it-yourself versus Taking Professional Help
Concept and Role of a mutual fund
Concept of a Mutual fund
Classification of Mutual Funds
Growth of the mutual fund industry in India
Legal Structure of Mutual funds in India
Structure of Mutual Funds in India
Key Constituents of a Mutual Fund
Organization Structure of Asset Management Company
Role and Support function of Service Providers
Role and Function of AMFI
Legal and Regulatory Framework
Role of Regulators in India
Role of Securities and Exchange Board of India
Due Diligence Process by AMCs for Distributors of Mutual Funds
Investor Grievance Redress Mechanism
AMFI Code of Conduct for Intermediaries
Scheme Related Information
Mandatory Documents
Non-Mandatory Disclosures
Fund Distribution and Channel Management Practices
The role and importance of mutual fund distributors
Different kinds of mutual fund distributors
Modes of distribution
Pre-requisites to become Distributor of a Mutual Fund
Revenue for a mutual fund distributor
Commission Disclosure mandated by SEBI
Due Diligence Process by AMCs for Distributors of Mutual Funds
Difference between distributors and Investment Advisors
Nomination facilities to Agents/Distributors and Payment of Commission to Nominee
Change of distributor
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NISM-Series-V-A: Mutual Fund Distributors Certification Examination at NISM Contact Information
Plot No. IS 1 and IS 2,
Patalganga Industrial Area,
Village Mohopada (Wasambe),
Rasayani
Raigad ( Maharashtra)
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