NISM-Series-II B: Registrars to an issue and Share Transfer Agents Mutual Funds offered by National Institute of Securities Markets
4.8 /5- Private Institute
- Estd. 2006
NISM-Series-II B: Registrars to an issue and Share Transfer Agents Mutual Funds at NISM Overview
Duration | 2 hours |
Total fee | ₹1,500 |
Mode of learning | Online |
Official Website | Go to Website  |
Credential | Certificate |
NISM-Series-II B: Registrars to an issue and Share Transfer Agents Mutual Funds at NISM Highlights
- Earn a certificate upon completion
NISM-Series-II B: Registrars to an issue and Share Transfer Agents Mutual Funds at NISM Course details
- Know the basics of securities and securities markets
- Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process
- Know the regulatory environment in which the RTAs operate in India
- The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls
NISM-Series-II B: Registrars to an issue and Share Transfer Agents Mutual Funds at NISM Curriculum
Introduction to Securities
Introduction to Equity and Debt
Features of Equity Capital and Benefits to Equity Investors
Features of Debt Capital and Benefits to Debt Investors
Hybrid Structures
Characteristics of Equity Shares
Investors in Equity Shares
Rights of a Shareholder
Risks in Equity Investing
Equity Terminology
Corporate Actions
Preference Shares
Rights Issue of Shares
Preferential Issue
Characteristics of Debt Securities
Features of a Debt Security
Market Value of a Debt security
Yield from Debt Instruments
Types of Debt Securities
Classification of Debt Market
Credit Rating
Money Market Instruments
Characteristics of Other Securities
Warrants
Convertible Debentures
Depository Receipts
Foreign Currency Convertible Bond (FCCB)
Exchange Traded Funds (ETFs) and Index Funds
Investment Trusts
SEBI – Role and Regulations
Securities and Exchange Board of India Act, 1992 and Role of SEBI
SEBI Regulations specifically aimed at Investor Protection
Investor Education and Protection Fund (IEPF)
SEBI Regulations for Registrars and Transfer Agents
Basics of Registrars and Transfer Agents
Introduction
Investor Service Centre (ISC) and Official Point of Acceptance (OPA)
Qualified Registrar and Transfer Agents (QRTAs)
RTA and Depository Interface
Industry Overview
Other courses offered by NISM
Student Forum
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NISM-Series-II B: Registrars to an issue and Share Transfer Agents Mutual Funds at NISM Contact Information
Plot No. IS 1 and IS 2,
Patalganga Industrial Area,
Village Mohopada (Wasambe),
Rasayani
Raigad ( Maharashtra)
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