Security & Investment Law: Course, Admission 2024, Fees, Eligibility, Syllabus, Exams, Jobs & Salary

Updated on Sep 19, 2024 02:07 IST
Pragati Singh

Pragati SinghSenior Executive - Content

Security and Investment Law course covers a specialised legal field focusing on regulations governing financial markets and investment products. Courses in this domain vary in structure and level. Certificate courses offered by private institutions provide foundational understanding, while diploma courses delve deeper into the subject. An LLM (Master of Laws) in Securities Law, offered by select universities, is a postgraduate degree specializing in this area.

Eligibility criteria differ: for certificate/diploma courses, a high school diploma is often preferred, while an LLM requires a completed LLB degree. Entrance exams, if applicable, vary by institution but common ones are CLAT, LSAT-India, AILET, or university-specific exams. Top Security and Investment Law institutions offering such courses include National Law Universities, some private universities, and specialised stock market institutes like the National Stock Exchange's NCFM Institute.

Course content typically covers securities market regulations, investment instruments, corporate governance, insider trading regulations, mergers and acquisitions, and optionally, international securities regulations. Benefits include gaining expertise in a high-demand field and career opportunities in investment banks, financial institutions, regulatory bodies, and law firms specializing in securities law.

Table of Contents
  1. Security and Investment Law Course Details: Highlights
  2. What is Security and Investment Law Course?
  3. Security and Investment Law Admission Process
    • 3.1 Security and Investment Law Eligibility Criteria
  4. Top Security and Investment Law Entrance Exams
  5. Security and Investment Law Syllabus
  6. Best Security and Investment Law Colleges
    • 6.1 Popular Security and Investment Law Course Government Colleges
    • 6.2 Popular Security and Investment Law Private Colleges
  7. Security and Investment Law Careers, Scope, Job Profiles, Salary, and Recruiters
    • 7.1 Security and Investment Law Top Recruiters
  8. Security and Investment Laws FAQs

Security and Investment Law Course Details: Highlights

Some of the course details are given in the table below, in order to give a quick review about the course:

Details Particulars
Course Level UG, Diploma, PG, Certificate
Mode of Study

Offline, online

Full-time, part-time

Course Type Degree, diploma, certificate
Course Duration

UG: 3-5 years

Certificate: Few hours to 6 months

LLM: 1-2 years

Eligibility

UG: Class 12 or Graduation

Certificate: Class 12 or Graduation

PG: Graduation

Admission process

Entrance-based, Merit-based 

Course Fees

10 K- 1 lakhs

Top Colleges NLU Hyderabad, UPES, MU, etc
Average Salary 3-8 LPA
Top Recruiters

AZB & Partners, IndusLaw, Kochar and Co., State Bank of India, IDBI

Entrance Exam CLAT UG, CUET, CUET-PG
Job Positions

Legal Manager, Associate, Senior Associate, In-house Counsel, Assistant Professor

Note- This information is sourced from the official website and may vary.

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Q:   What is Security and Investment Law?

A:

Hey,

Security and Investment Law comprises legislations of Securities Contract Act, 1956,  Securities and Exchange Board of India Act, 1992 and Companies Act, 2013. The financial transactions involving stocks, assets, shares, liquidity, mutual fund investments, Systematic Investment Plans (SIPs), Bonds, ESOPS, PF, Bank Products, Annuities, etc. are secured under Security and Investment Laws. 

Hope it clears your doubt !

Q:   What is the difference between Security Law and Investment Law?

A:

Hey,

As both Security Law and Investment Law are relevant to financial markets, still the two are different in contexts.

Following table summarises the key differences between both the laws:

FeatureSecurity LawInvestment Law
Sub-topicRegulation of issuing and trading securitiesRights and protections for investors
InstrumentsStocks, bonds, derivatives, etc.Investments of all types (securities, real estate, etc.)
AimsSustain the markets that are ethical, efficient and well-organizedFacilitate investment and protect investor interests
ExamplesInsider trading regulations, disclosure rulesTreaties protecting foreign investment, regulations
Supervisory institutionsSecurities and Exchange Commission (SEC) (US)Can vary depending on jurisdiction and investment type

Hope this helps !

What is Security and Investment Law Course?

In the legal domain, Security and Investment Law comprises legislations of the Securities Contract Act of 1956, Securities and Exchange Board of India Act of 1992 and the Companies Act of 2013. The financial transactions involving stocks, assets, shares, liquidity, mutual fund investments, Systematic Investment Plans (SIPs), Bonds, ESOPS, PF, Bank Products, Annuities, etc. are secured under Security and Investment Laws. 

Here's what Security and Investment Law course is all about, in points:

  • Specialized legal field: Focuses on regulations governing financial markets and investment products.
  • Ensures fairness and transparency: Protects investors and maintains stability in financial markets.
  • Covers a wide range of areas:
    • Securities market regulations (SEBI, etc.)
    • Investment instruments (stocks, bonds, derivatives)
    • Corporate governance and investor protection
    • Insider trading and market manipulation prevention
    • Mergers and acquisitions in the securities market
    • International securities regulations (sometimes)
  • Educational paths:
    • Certificate courses (basic understanding)
    • Diploma courses (deeper dive)
    • LLM in Securities Law (postgraduate specialization) 

Security and Investment Law Course Relevant Information:

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Q:   What is the duration to complete Security and Investment Law?

A:

Hey,

In the undergraduate level, it is offered as an elective and at the postgraduate or certificate level it is offered as a specialization. UG courses take 5 years and PG/Diploma courses take 1 year to complete.

Hope it clears your doubt !

Security and Investment Law Admission Process

You can find out the Security and Investment Law admission steps below:

  • Educational Qualifications: Typically, a Bachelor's degree in Law (LLB) is required.
  • Entrance Exams: Some universities or institutions may require candidates to pass entrance exams like CLAT (Common Law Admission Test) or AILET (All India Law Entrance Test).
  • Application Process: Submit an application to the desired law school or university, including required documents like academic transcripts, certificates, and entrance exam scores.
  • Admission Criteria: Selection is usually based on a combination of entrance exam scores, academic performance, and personal interviews.
  • Enrollment: Upon selection, candidates enroll in the security and investment law program.
  • Specialisation: During the course, students may have the option to specialize in specific areas of security and investment law, such as securities regulation, capital markets, or investment management.

Relevant Links for Security and Investment Law Course: 

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Security and Investment Law Eligibility Criteria

The eligibility criteria for Security and Investment Law courses can be different depending on the level of course. Here are the basic eligibility criteria for UG, PG, and short-term courses in Security and Investment Law: 

Course Level

Eligibility Criteria

Description

Certificate Course

Minimum age requirement (often 18+)

Formal education may not be mandatory

Provides a basic understanding of security & investment law principles. Ideal for those with no prior legal background.

Diploma Course

Minimum age requirement (often 18+) 

High school diploma or equivalent (preferred)

Offers a deeper dive into the subject compared to certificate courses. It may require some understanding of basic legal concepts.

LLM in Securities Law

Completed LLB degree from a recognized university

Postgraduate law degree specializing in Security & Investment Law. Requires a strong foundation in law.

 

Q:   What is the eligibility to pursue Security and Investment Law?

A:

Hey,

The eligibility for various courses are: 

  • UG law course in Security and Investment Law - Candidates should have completed class 10+2 with commerce subjects. 
  • PG law course in Security and Investment Law - Candidates should have obtained a degree in law stream either a five-year integrated LLB degree or the three-year LLB degree. 
  • Certificate or Diploma course in Security and Investment Law - If the Diploma is of undergraduate level then candidates with class 12 qualification are eligible for the course. If the Diploma or certificate course if of postgraduate level, then candidates must have obtained a bachelor's degree from a recognised college or university. 

Hope this helps !

Top Security and Investment Law Entrance Exams

Candidates seeking admission to Security and Investment Law course will need to appear for the entrance exams accepted by the law colleges. Some of the popular law exams in India are: 

Entrance Exams

Exam Dates

Exam Schedule

SLS AIAT

May ‘25 (Tentative)

SLS AIAT Schedule

CLAT 2025

1 Dec '24

CLAT 2025 Schedule

LSAT India 2025

January Exam- Jan '25 (Tentative)

May Exam-  May '25 (Tentative)

LSAT India Schedule

AILET 2025

08 Dec '24

AILET 2025 Schedule

AIBE 19

24 Nov '24

AIBE 19 Schedule 

NOTE: This information is sourced from the official website of the institute/exam.

Some of the institutes offering Security and Investment Law course may admit candidates directly on the basis of merit scores only. Candidates should check the eligibility criteria and admission process of their preferred colleges beforehand.  

Relevant Links for Security and Investment Law Exams: 

Top Law Entrance Examinations

Jun '24

CT SET 2024 Counselling Start

TENTATIVE

Jun '24

CT SET 2024 Result

TENTATIVE

15 Dec ' 24

AIBE 19 admit card Date 2024

22 Dec ' 24

AIBE 19 exam date 2024

9 Dec ' 24 - 10 Dec ' 24

CLAT 2025 Final Answer Key

10 Dec ' 24

CLAT 2025 Result

To Be Notified:

MH CET Law 2025 Application (for 3-year LLB)

To Be Notified:

MH CET Law 2025 Application (for 5-year LLB)

Q:   What are the exams for Security and Investment Law?

A:

Some of the popular law exams in India are given below, which are applicable for this course as well: 

Entrance Exams

Exam Schedule

SLS AIAT

SLS AIAT Schedule

CLAT 2025

CLAT 2025 Schedule

LSAT India 2025

SLS8 India Schedule

SLS8 2025

AIBE 2025 Schedule

AIBE 19

AIBE 19 Schedule 

NOTE: This information is sourced from the official website of the institute/exam.

Security and Investment Law Syllabus

Some of the courses offered in Security and Investment Law specialization are as under:

Course Name Syllabus
BCom LLB course in Banking, Finance, and Insurance Law 
  • Corporate Accounting, Law of Evidence, Business Computing, Securities and Exchange Board of India (SEBI)
  • Reserve Bank of India (RBI), Insurance Regulatory and Development Authority of India (IRDAI)
  • Competition Commission of India (CCI), and Pension Fund Regulatory and Development Authority (PFRDA)
BCom LLB course in International Trade and Investment Law 
  • Regulatory frameworks governing international trade and investment relations
  • Role of international economic law, international trade economics interacts
  • Domestic investment law, cross-border investment law, 
LLM course in Securities and Investment Law 
  • Research Methods, Law and Justice in a Globalized World
  • Comparative Public Law and Governance, An Overview of Securities Markets, Company Law
  • Securities Regulations, Competition Law and Policy, Banking and Insurance, Investment Laws
  • Foreign investment Laws ( FEMA Act, 1999, Joint venture, Foreign collaboration
Executive Program in Securities and Business Law
  • Introduction of Companies Act 2013 - Types of Companies, Essential Documents- Memorandum & Articles of Association, Important Definitions
  • Issue of Capital - Types of Capital, Issue of Capital, Initial Public Offerings ( Sebi – ICDR Regulations), Preferential Allotments, QIB Placements, GDRs, Offer for Sale (OFS) and Offer to Buy (OTB)
  • SEBI - Preamble of SEBI, Constitution of Board, Powers of SEBI, Penalties for violation of SEBI Act
Executive Programe in Securities Law and Compliances (ICSI)
  • Legal and Regulatory Framework, Securities Contracts (Regulation) Act, 1956
  • SEBI Act, 1992; Depositories Act, 1996; authorities governing capital markets; objective, power and functions of SEBI
  • Securities Appellate Tribunal, appearance before SAT, Profile of securities market, Capital market instruments, Primary market and secondary market intermediaries,  debenture- trustees, foreign Institutional investors

Note- The syllabus has been taken from one institute. The topics may differ from institute to institute

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Q:   What are the various topics taught under Security and Investment Law?

A:

The various topics taught under Security and Investment Law include:

Research Methods, Law and Justice in a Globalized World, Comparative Public Law and Governance, An Overview of Securities Markets, Company Law, Securities Regulations, Competition Law and Policy, Banking and Insurance, Investment Laws, Foreign investment Laws ( FEMA Act, 1999, Joint venture, Foreign collaboration). 

Best Security and Investment Law Colleges

Out of the 34 colleges offering Security & Investment Law in India, 26 are privately owned, while 5 are publicly or government-owned.

Popular Security and Investment Law Course Government Colleges

Here are some of the government colleges that provide Security and Investment Law courses: 

College

Tuition Fees (INR)

NLU Hyderabad

80,000

NLU Kolkata 

NA

MU

NA

Pondicherry University 

16,000

Kakatiya University

37,560

Note- This information is sourced from the official website/ counselling body and may vary.

Popular Security and Investment Law Private Colleges

Private colleges offering Security and Investment Law courses are as follows:

College

Tuition Fees (INR)

Symbiosis Law School

1,83000

Alliance University

300000

Manipal University, Jaipur

75,000

New Law College, Bharati Vidyapeeth

12,000

Institute of Law, Nirma University

1,43000

Note- This information is sourced from the official website/ counselling body and may vary.

1.98 L
5.2 LPA

#5 NIRF

80 K

#3 NIRF

#4 NIRF

3 L
3.0

#25 NIRF

75 K
8 LPA

#29 NIRF

1 Course
12 K
3.8 LPA

#3 The Week

Q:   What is the average fee to pursue Security and Investment Law?

A:

The average fee to pursue Security and Investment Law ranges from INR 40,000 to INR 1 Lacs per annum

Q:   Which are some of the top institutes for pursuing Security and Investment Law?

A:

Hey,

Some of the top institutes to pursue Security and Investment Law include Symbiosis Law School, NALSAR, NUJS, ICFAI Law School, etc. 

Hope this answers your question !

Popular Private Security & Investment Law Colleges in India

99 K
5.0
5 Courses
2.79 L - 21.19 L
4.5 LPA

#21 NIRF

90 K
3.9 LPA

#29 The Week

Security & Investment Law Applications open. Apply Now

4 Courses
2.79 L - 21.19 L
4.5 LPA
1.98 L
5.2 LPA

#5 NIRF

80 K

#3 NIRF

Security and Investment Law Careers, Scope, Job Profiles, Salary, and Recruiters

After completing a course on Security and Investment Law candidates are offered many job opportunities. Some popular job profiles that candidates can pursue after securing a Security and Investment Law degree are as mentioned below:

Investment Law Jobs

Description

Investment Law Salary

Securities Lawyer

Advises clients on securities transactions, compliance with regulations, mergers & acquisitions, and investment products.

INR 8-20+ LPA

Investment Banking Lawyer

Structures and negotiates complex financial transactions (e.g., IPOs, debt offerings) for corporate clients.

INR 12-25+ LPA

Compliance Officer (Financial Services)

Ensures adherence to financial regulations by banks, investment firms, and other financial institutions.

INR 6-15 LPA

Regulatory Analyst

Analyzes financial markets and identifies potential risks and regulatory violations. May work for government agencies or private firms.

INR 5-12 LPA

Legal Analyst (Securities)

Researches legal issues related to securities law, prepares legal documents, and assists lawyers with casework.

INR 4-8 LPA

Legal Associate (Securities)

Provides legal support to securities lawyers, drafts legal documents, and conducts legal research.

INR 3-6 LPA

Portfolio Manager (Compliance)

Ensures investment portfolios comply with relevant regulations and risk management guidelines.

INR 7-14 LPA

Risk Management Analyst (Securities)

Identifies and assesses financial risks associated with investment activities and securities trading.

INR 5-10 LPA

Note- The above salary has been taken from external sources, and hence may vary.

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Security and Investment Law Top Recruiters

Some of the top recruiters for Security and Investment Law include:

Top Recruiters

Phoenix Legal

Desai & Dewanji
Cyril Amarchand Mangaldas Anand & Anand
Shardul Amarchand Mangaldas & Co. Trilegal India
J Sagar And Associates(JSA) Khaitan & Co.
AZB & Partners

Vaish Associates

Security and Investment Law Course Relevant Information:

 Law Specialisations

Q:   What is the average salary after pursuing Security and Investment Law?

A:

Hey,

Security and Investment Law often falls under the umbrella of Corporate Law. Corporate lawyers in India can expect a starting salary in the range of INR 3 Lacs to INR 7 LPA  (around $3,750 to $8,750 USD).

Partners at established firms can earn significantly more, potentially reaching INR 1 crore  (around $125,000 USD) or more annually.

Hope this answers your question !

Q:   Which are some of the top recruiters for Security and Investment Law?

A:

Some of the top recruiters for Security and Investment Law include

  • Trilegal
  • AZB & Partners
  • Economic Law Practice
  • Talwar Thakore & Associates

Q:   Is a background in Security and Investment Law valuable for working in the Indian financial sector?

A:

Security and Investment Laws FAQs

Following are some common FAQs for this course:

Q:   What are the best books for an introduction to Securities Law?

A:

Hey,

Handbook on Securities Laws by Gaurav Pingle: It covers the basics of securities law in India in a clear and concise way, with a focus on practical applications.

Securities Law by Kondaiah Jonnalagadda: it is more comprehensive and deep than the former one. 

Hope this answers your question !

Q:   What are the skills required for Security and Investment Law?

A:

Some of the skills that a candidate must possess include

  • Consistency and dedication
  • Ability to assimilate and analyse facts
  • Intellectual acumen 
  • People handling skills (Intuitive and logical)
  • Great presentational and interpersonal skills
  • Integrity

Most Popular Courses

Following are the most popular Security & Investment Law courses, based on alumni reviews. Explore these reviews to choose the best course in Security & Investment Law.

Popular Security & Investment Law UG Courses

Following are the most popular Security & Investment Law UG Courses . You can explore the top Colleges offering these UG Courses by clicking the links below.

UG Courses

Popular Security & Investment Law PG Courses

Following are the most popular Security & Investment Law PG Courses . You can explore the top Colleges offering these PG Courses by clicking the links below.

PG Courses

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